Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Functions requiring qualifications (1 Jul 2018 to 4 Oct 2024)
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- [FCA CF] Functions requiring qualifications (23 May 2016 to 1 Jul 2018)
- CF30 Customer (5 Jun 2009 to 6 Mar 2016)
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- CF30 Customer (3 Dec 2008 to 31 May 2009)
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- CF30 Customer (1 Nov 2007 to 23 Sep 2008)
- CF21 Investment Adviser (3 Mar 2006 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (28 Dec 2005 to 3 Mar 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.