Francis Conrad O'Grady

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • True Potential Wealth Management LLP (no longer approved here)

    FRN 529810

    • [FCA CF] Functions requiring qualifications (14 Aug 2020 to 4 Feb 2022)
    • [FCA CF] Client dealing (14 Aug 2020 to 4 Feb 2022)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF1 Director (AR) (28 Jan 2013 to 31 Oct 2020)
    • CF30 Customer (1 Nov 2007 to 1 Apr 2012)
    • CF4 Partner (AR) (27 Feb 2007 to 21 May 2008)
    • CF22 Investment Adviser (Trainee) (27 Feb 2007 to 31 Oct 2007)
  • QUILTER WEALTH LIMITED (no longer approved here)

    FRN 217742

    • CF1 Director (AR) (2 Apr 2012 to 10 Jul 2013)
    • CF30 Customer (2 Apr 2012 to 10 Jul 2013)
  • Quilter Mortgage Planning Limited (no longer approved here)

    FRN 440718

    • CF1 Director (AR) (21 May 2008 to 28 Jun 2011)
    • CF4 Partner (AR) (27 Feb 2007 to 21 May 2008)
  • Hemmens Financial Limited (no longer approved here)

    FRN 176803

    • (3)Employed By (3 Sep 2002 to 31 Oct 2020)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.