Francis Carroll

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

ECCLESIASTICAL INSURANCE OFFICE PUBLIC LIMITED COMPANY (no longer approved here)
FRN 113848
- [FCA CF] Significant management (10 Dec 2018 to 23 Apr 2021)
CCV Risk Solutions Limited (no longer approved here)
FRN 461649
- CF29 Significant management (6 Apr 2011 to 7 Oct 2014)
- CF1 Director (10 Nov 2009 to 4 Jan 2010)
Advisory Insurance Brokers Limited (no longer approved here)
FRN 313250
- CF29 Significant management (1 Nov 2007 to 10 Mar 2008)
- CF17 Significant Mgt (Other Business Operations) (27 Oct 2005 to 31 Oct 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.