Francine Li Gray

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Deutsche Bank AG

    FRN 150018

    • [FCA CF] Material risk taker (since 1 Jan 2025)
    • [FCA CF] Client dealing (since 26 Nov 2020)
    • [FCA CF] Manager of certification employee (10 May 2022 to 29 Nov 2024)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • [FCA CF] Client dealing (1 Jun 2020 to 18 Nov 2020)
    • [FCA CF] Manager of certification employee (1 Jun 2020 to 18 Nov 2020)
  • Morgan Stanley Bank International Limited (no longer approved here)

    FRN 195430

    • [FCA CF] Manager of certification employee (1 Jun 2020 to 18 Nov 2020)
    • [FCA CF] Client dealing (1 Jun 2020 to 18 Nov 2020)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • [FCA CF] Manager of certification employee (23 May 2018 to 30 Aug 2019)
    • [FCA CF] Client dealing (7 Mar 2016 to 2 Apr 2020)
    • CF30 Customer (2 Oct 2013 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.