Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • [FCA CF] Client dealing (17 Sep 2021 to 6 Jun 2023)
    • [FCA CF] Material risk taker (25 Aug 2021 to 29 Dec 2022)
    • [PRA CF] Significant risk taker or Material risk taker (25 Aug 2021 to 29 Dec 2022)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • [FCA CF] Client dealing (17 Sep 2021 to 6 Jun 2023)
    • [FCA CF] Material risk taker (25 Aug 2021 to 28 Dec 2022)
    • [PRA CF] Significant risk taker or Material risk taker (25 Aug 2021 to 28 Dec 2022)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • [FCA CF] Material risk taker (16 Nov 2018 to 12 Aug 2021)
    • [FCA CF] Client dealing (6 Aug 2018 to 12 Aug 2021)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • [FCA CF] Material risk taker (16 Nov 2018 to 12 Aug 2021)
    • [FCA CF] Client dealing (6 Aug 2018 to 12 Aug 2021)
  • Goldman Sachs International Bank (no longer approved here)

    FRN 124659

    • CF30 Customer (11 Apr 2013 to 6 Mar 2016)
  • Goldman Sachs Bank USA (no longer approved here)

    FRN 582328

    • CF30 Customer (21 Mar 2013 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.