Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Manager of certification employee (since 24 Jun 2025)
    • [FCA CF] Client dealing (since 24 Jun 2025)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • [FCA CF] Manager of certification employee (15 Sep 2023 to 9 May 2025)
    • [PRA CF] Significant risk taker or Material risk taker (27 Jan 2020 to 14 Jun 2025)
    • [FCA CF] Material risk taker (27 Jan 2020 to 14 Jun 2025)
    • [FCA CF] Client dealing (13 Sep 2019 to 14 Jun 2025)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • [FCA CF] Manager of certification employee (15 Sep 2023 to 9 May 2025)
    • [FCA CF] Material risk taker (18 Dec 2020 to 14 Jun 2025)
    • [PRA CF] Significant risk taker or Material risk taker (18 Dec 2020 to 14 Jun 2025)
    • [FCA CF] Client dealing (13 Sep 2019 to 14 Jun 2025)
  • Citibank Europe plc (no longer approved here)

    FRN 211646

    • [FCA CF] Manager of certification employee (15 Sep 2023 to 9 May 2025)
    • [PRA CF] Significant risk taker or Material risk taker (18 Dec 2020 to 14 Jun 2025)
    • [FCA CF] Material risk taker (18 Dec 2020 to 14 Jun 2025)
    • [FCA CF] Client dealing (13 Sep 2019 to 14 Jun 2025)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • [FCA CF] Material risk taker (9 May 2017 to 2 Sep 2019)
    • [FCA CF] Client dealing (7 Mar 2016 to 2 Sep 2019)
    • CF30 Customer (10 Apr 2012 to 6 Mar 2016)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • [FCA CF] Material risk taker (9 May 2017 to 2 Sep 2019)
    • [FCA CF] Client dealing (7 Mar 2016 to 2 Sep 2019)
    • CF30 Customer (10 Apr 2012 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.