Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Material risk taker (1 Apr 2018 to 31 Mar 2021)
- [FCA CF] Client dealing (18 Nov 2016 to 31 Dec 2020)
- [FCA CF] Manager of certification employee (18 Nov 2016 to 31 Dec 2020)
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- CF30 Customer (11 Apr 2013 to 6 Mar 2016)
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- CF30 Customer (21 Mar 2013 to 6 Mar 2016)
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- CF30 Customer (2 May 2008 to 29 Mar 2010)
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- CF30 Customer (1 Nov 2007 to 9 Jan 2008)
- CF21 Investment Adviser (7 Sep 2004 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.