Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [PRA CF] Significant risk taker or Material risk taker (18 Dec 2020 to 30 Jun 2021)
- [FCA CF] Material risk taker (18 Dec 2020 to 30 Jun 2021)
- [FCA CF] Client dealing (14 Nov 2016 to 13 Mar 2023)
- [FCA CF] Functions requiring qualifications (7 Mar 2016 to 13 Mar 2023)
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- [FCA CF] Material risk taker (10 Jul 2017 to 30 Jun 2021)
- [PRA CF] Significant risk taker or Material risk taker (10 Jul 2017 to 30 Jun 2021)
- [FCA CF] Client dealing (14 Nov 2016 to 13 Mar 2023)
- [FCA CF] Functions requiring qualifications (7 Mar 2016 to 13 Mar 2023)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.