Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • BGC Brokers L.P (no longer approved here)

    FRN 454814

    • [FCA CF] Client dealing (9 Dec 2019 to 19 Mar 2026)
    • CF30 Customer (26 Apr 2016 to 8 Dec 2019)
  • Societe Generale (no longer approved here)

    FRN 124866

    • CF30 Customer (17 Feb 2015 to 18 Dec 2015)
  • Societe Generale International Limited (no longer approved here)

    FRN 538896

    • CF30 Customer (15 Dec 2011 to 30 Sep 2015)
  • RBC Europe Limited (no longer approved here)

    FRN 124543

    • CF30 Customer (1 Nov 2007 to 4 Aug 2008)
    • CF21 Investment Adviser (14 Mar 2007 to 31 Oct 2007)
  • Royal Bank of Canada (no longer approved here)

    FRN 124783

    • CF30 Customer (1 Nov 2007 to 4 Aug 2008)
    • CF21 Investment Adviser (14 Mar 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.