Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Moelis & Company UK LLP (no longer approved here)

    FRN 516801

    • [FCA CF] Client dealing (9 Dec 2019 to 8 Dec 2020)
    • CF4 Partner (30 Oct 2018 to 8 Dec 2019)
    • CF30 Customer (16 Jan 2017 to 8 Dec 2019)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF21 Investment Adviser (1 Dec 2001 to 1 Jun 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.