Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Free Castle Capital Ltd
FRN 987520
- SMF3 Executive Director (since 9 May 2023)
- SMF1 Chief Executive (since 9 May 2023)
- SMF16 Compliance Oversight (since 9 May 2023)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 May 2023)
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- CF30 Customer (1 Nov 2007 to 1 Apr 2008)
- CF21 Investment Adviser (4 Jun 2003 to 31 Oct 2007)
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- CF21 Investment Adviser (1 Dec 2001 to 31 Dec 2002)
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- CF21 Investment Adviser (1 Dec 2001 to 25 Apr 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.