Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Citibank Europe plc (no longer approved here)

    FRN 211646

    • [FCA CF] Material risk taker (18 Dec 2020 to 12 Oct 2023)
    • [PRA CF] Significant risk taker or Material risk taker (18 Dec 2020 to 12 Oct 2023)
    • [FCA CF] Significant management (7 Jul 2020 to 12 Oct 2023)
    • [FCA CF] Client dealing (28 Nov 2016 to 12 Oct 2023)
    • [FCA CF] Functions requiring qualifications (7 Mar 2016 to 12 Oct 2023)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 12 Oct 2023)
    • CF30 Customer (1 Jan 2016 to 6 Mar 2016)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • [FCA CF] Significant management (7 Jul 2020 to 12 Oct 2023)
    • [FCA CF] Client dealing (28 Nov 2016 to 12 Oct 2023)
    • [PRA CF] Significant risk taker or Material risk taker (7 Mar 2016 to 12 Oct 2023)
    • [FCA CF] Functions requiring qualifications (7 Mar 2016 to 12 Oct 2023)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 12 Oct 2023)
    • [FCA CF] Material risk taker (7 Mar 2016 to 12 Oct 2023)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF27 Investment Management (11 Nov 2003 to 31 Oct 2007)
  • Invesco Asset Management Limited (no longer approved here)

    FRN 122674

    • CF27 Investment Management (1 Dec 2001 to 23 Aug 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.