Francesca Guagnini

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • UBS Asset Management (UK) Ltd

    FRN 119319

    • [FCA CF] Material risk taker (since 27 Nov 2020)
    • [FCA CF] Client dealing (since 27 Nov 2020)
    • [FCA CF] Manager of certification employee (since 27 Nov 2020)
    • CF30 Customer (27 Mar 2019 to 8 Dec 2019)
  • DWS Investments UK Limited (no longer approved here)

    FRN 429806

    • CF30 Customer (13 Jun 2017 to 14 Jan 2019)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • [FCA CF] Client dealing (7 Mar 2016 to 23 Oct 2017)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 23 Oct 2017)
    • [FCA CF] Material risk taker (7 Mar 2016 to 23 Oct 2017)
    • CF30 Customer (8 Apr 2010 to 6 Mar 2016)
  • Neuberger Berman Europe Limited (no longer approved here)

    FRN 442488

    • CF30 Customer (1 May 2008 to 12 Mar 2010)
  • BlackRock Advisors (UK) Limited (no longer approved here)

    FRN 119186

    • CF26 Customer Trading (5 Oct 2005 to 11 Sep 2007)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF21 Investment Adviser (1 Dec 2001 to 20 Jul 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.