Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Material risk taker (since 18 Aug 2022)
    • [FCA CF] Manager of certification employee (since 26 Apr 2022)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (12 Oct 2019 to 8 Dec 2019)
    • [FCA CF] Material risk taker (since 18 Aug 2022)
    • [FCA CF] Manager of certification employee (26 Apr 2022 to 31 Dec 2025)
    • [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2025)
    • CF30 Customer (12 Oct 2019 to 8 Dec 2019)
  • Goldman Sachs Asset Management International (no longer approved here)

    FRN 147212

    • CF30 Customer (1 Nov 2007 to 5 May 2019)
    • CF27 Investment Management (26 May 2006 to 31 Oct 2007)
    • CF21 Investment Adviser (6 Mar 2006 to 31 Oct 2007)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF21 Investment Adviser (18 Jul 2003 to 8 Feb 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.