Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 29 Jul 2015)
    • CF30 Customer (9 Feb 2009 to 13 Jan 2010)
  • Personal Touch Financial Services Limited (no longer approved here)

    FRN 187834

    • CF4 Partner (AR) (19 Mar 2010 to 1 Apr 2013)
    • CF30 Customer (19 Mar 2010 to 1 Apr 2013)
  • Brystone Financial Services (no longer approved here)

    FRN 520263

    • Employed By (19 Mar 2010 to 1 Apr 2013)
  • Lifetime Wealth Management Limited (no longer approved here)

    FRN 400358

    • (54)Employed By (9 Feb 2009 to 13 Jan 2010)

Recent activity

Updates to this individual's record on the FCA register.

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