Frances Marie Halford

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • LGT Wealth Management Limited

    FRN 466684

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 13. Giving personal recommendations on and dealing with derivatives
    • 14. Managing investments
    • [FCA CF] Client dealing (since 1 Nov 2025)
    • [FCA CF] Functions requiring qualifications (since 1 Nov 2025)
    • [FCA CF] Manager of certification employee (since 1 Nov 2025)
  • LGT Wealth Management UK LLP

    FRN 471048

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 14. Managing investments
    • 13. Giving personal recommendations on and dealing with derivatives
    • [FCA CF] Manager of certification employee (since 1 Aug 2022)
    • [FCA CF] Client dealing (since 1 Feb 2020)
    • [FCA CF] Functions requiring qualifications (since 1 Feb 2020)
    • CF30 Customer (20 Jan 2011 to 8 Dec 2019)
  • Societe Generale (no longer approved here)

    FRN 124866

    • CF21 Investment Adviser (2 Jun 2006 to 12 Apr 2007)
  • Evelyn Partners Securities (no longer approved here)

    FRN 124255

    • CF27 Investment Management (1 Dec 2001 to 18 Jan 2006)
    • CF21 Investment Adviser (1 Dec 2001 to 18 Jan 2006)

Recent activity

Updates to this individual's record on the FCA register.

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