Frances Brooks

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • THE ROYAL BANK OF SCOTLAND PUBLIC LIMITED COMPANY (no longer approved here)

    FRN 114724

    • [PRA CF] Significant risk taker or Material risk taker (1 Jan 2020 to 29 Mar 2021)
  • Coutts & Company (no longer approved here)

    FRN 122287

    • [FCA CF] Manager of certification employee (1 Jan 2020 to 29 Mar 2021)
    • [PRA CF] Significant risk taker or Material risk taker (1 Jan 2020 to 29 Mar 2021)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.