Frances Amy Gould

Last updated
1 month ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • O'Connor and Co (Financial Services) Limited

    FRN 542264

    • (10)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • (9)9A. Advising on P2P agreements
    • (11)4. Giving personal recommendations on retail investment products which are not broker funds
    • (12)SMF3 Executive Director (since 5 Aug 2022)
    • (13)[FCA CF] Client dealing (since 9 Dec 2019)
    • (14)[FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • (10)CF30 Customer (7 Jul 2014 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (12)SMF3 Executive Director at O'Connor and Co (Financial Services) Limited

  2. controlled function added: (13)[FCA CF] Client dealing at O'Connor and Co (Financial Services) Limited

  3. controlled function added: (14)[FCA CF] Functions requiring qualifications at O'Connor and Co (Financial Services) Limited