Fozia Sarah Nazir

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

FirstBank UK Limited
FRN 216772
- SMF16 Compliance Oversight (since 2 Jul 2024)
Julius Baer International Limited (no longer approved here)
FRN 139179
- SMF16 Compliance Oversight (27 Oct 2022 to 24 Nov 2023)
- SMF17 Money Laundering Reporting Officer (MLRO) (27 Oct 2022 to 24 Nov 2023)
SPF Private Clients Limited (no longer approved here)
FRN 189213
- CF10 Compliance Oversight (9 Mar 2004 to 22 Oct 2010)
- CF11 Money Laundering Reporting (16 Sep 2003 to 22 Oct 2010)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.