Fozia Naz

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • 2 Plan Wealth Management Limited

    FRN 461598

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 7. Giving personal recommendations on long-term care insurance contracts
    • Appointed representative dealing with clients for which they require qualification (since 25 Sep 2025)
    • [FCA CF] Client dealing (2 Oct 2023 to 25 Sep 2025)
    • [FCA CF] Functions requiring qualifications (2 Oct 2023 to 25 Sep 2025)
  • TRIDENT COMMERCIAL FINANCE LTD

    FRN 917271

    • SMF3 Executive Director (since 2 Feb 2020)
    • SMF16 Compliance Oversight (since 2 Feb 2020)
  • Quilter Mortgage Planning Limited (no longer approved here)

    FRN 440718

    • Appointed representative dealing with clients for which they require qualification (23 Feb 2021 to 29 Sep 2023)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (2 Jun 2014 to 8 Jun 2015)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (17 May 2004 to 5 Aug 2004)
    • CF22 Investment Adviser (Trainee) (20 Aug 2003 to 17 May 2004)

Recent activity

Updates to this individual's record on the FCA register.

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