Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 30 Jan 2026)
    • CF1 Director (AR) (since 19 Jan 2026)
    • CF30 Customer (since 19 Jan 2026)
    • Employed By (since 19 Jan 2026)
    • Employed By (13 Jun 2023 to 31 Dec 2025)
  • Julian Harris Financial Consultants (no longer approved here)

    FRN 153566

    • Appointed representative dealing with clients for which they require qualification (24 Aug 2023 to 31 Dec 2025)
    • CF1 Director (AR) (13 Jun 2023 to 31 Dec 2025)
    • CF30 Customer (13 Jun 2023 to 31 Dec 2025)
    • [FCA CF] Client dealing (6 Mar 2023 to 23 Feb 2024)
    • [FCA CF] Functions requiring qualifications (6 Mar 2023 to 23 Feb 2024)
  • Peregrine & Black Investment Management Limited (no longer approved here)

    FRN 757727

    • Appointed representative dealing with clients for which they require qualification (11 Feb 2020 to 22 Sep 2022)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 22 Sep 2022)
    • CF30 Customer (29 Jun 2018 to 8 Dec 2019)
  • Tideway Investment Partners LLP (no longer approved here)

    FRN 496214

    • CF30 Customer (6 Feb 2017 to 21 Feb 2018)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (1 Nov 2013 to 6 Mar 2016)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (27 May 2011 to 11 Nov 2012)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.