Fotis Andreas Joannou

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • SENTIENT WEALTH MANAGEMENT LIMITED

    FRN 786005

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF1 Director (2 Jan 2018 to 8 Dec 2019)
    • CF10 Compliance Oversight (2 Jan 2018 to 8 Dec 2019)
    • CF30 Customer (2 Jan 2018 to 8 Dec 2019)
    • Responsible for Insurance Mediation (2 Jan 2018 to 30 Sep 2018)
  • True Potential Wealth Management LLP (no longer approved here)

    FRN 529810

    • CF30 Customer (31 Oct 2013 to 2 Jan 2018)
  • Personal Touch Financial Services Limited (no longer approved here)

    FRN 187834

    • CF30 Customer (25 Aug 2009 to 26 Nov 2013)
    • CF1 Director (AR) (31 Oct 2004 to 26 Sep 2023)
  • Groves Mortgage & Insurance Services Ltd (no longer approved here)

    FRN 408114

    • (1)Employed By (31 Oct 2004 to 26 Sep 2023)
  • Royal London Unit Trust Managers Limited (no longer approved here)

    FRN 144037

    • CF21 Investment Adviser (11 Nov 2002 to 8 Sep 2004)
  • Royal London Mutual Insurance Society, Limited (THE) (no longer approved here)

    FRN 117672

    • CF21 Investment Adviser (1 Dec 2001 to 8 Sep 2004)
  • Royal London Savings Limited (no longer approved here)

    FRN 191237

    • CF21 Investment Adviser (1 Dec 2001 to 8 Sep 2004)

Recent activity

Updates to this individual's record on the FCA register.

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