Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 3 Feb 2020)
    • [FCA CF] Client dealing (since 3 Feb 2020)
    • SMF27 Partner (since 3 Feb 2020)
    • SMF16 Compliance Oversight (since 5 Jun 2019)
  • KHEPRI ADVISERS LIMITED (no longer approved here)

    FRN 692447

    • CF4 Partner (AR) (3 Nov 2016 to 31 Jan 2020)
    • CF30 Customer (3 Nov 2016 to 31 Jan 2020)
  • The Governor and Company of the Bank of Ireland (no longer approved here)

    FRN 204721

    • CF26 Customer Trading (30 Jun 2003 to 18 Jan 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.