Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 18 Oct 2022)
    • [FCA CF] Functions requiring qualifications (since 18 Oct 2022)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (25 May 2021 to 24 Jun 2022)
    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 24 Jun 2022)
  • Hackett Wealth Management (no longer approved here)

    FRN 196815

    • (11)Employed By (25 May 2021 to 24 Jun 2022)

Recent activity

Updates to this individual's record on the FCA register.

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