Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Siguler Guff UK LLP (no longer approved here)

    FRN 471987

    • CF30 Customer (24 Jun 2015 to 3 Jul 2018)
  • RiverRock European Capital Partners LLP (no longer approved here)

    FRN 502154

    • CF11 Money Laundering Reporting (28 Sep 2009 to 9 Nov 2009)
    • CF10 Compliance Oversight (28 Sep 2009 to 9 Nov 2009)
    • CF4 Partner (8 Sep 2009 to 31 Oct 2014)
    • CF3 Chief Executive (8 Sep 2009 to 31 Oct 2014)
    • CF30 Customer (8 Sep 2009 to 31 Oct 2014)
  • J.P. Morgan Markets Limited (no longer approved here)

    FRN 114031

    • CF30 Customer (1 Nov 2007 to 7 May 2008)
    • CF29 Significant management (1 Nov 2007 to 7 May 2008)
    • CF16 Significant Mgt (Desgntd Investment Business) (24 May 2007 to 31 Oct 2007)
    • CF23 Corporate Finance Adviser (15 Jan 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.