Florent Roulet

Last updated
1 week ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Stifel Nicolaus Europe Limited

    FRN 190412

    • [FCA CF] Client dealing (since 1 Jun 2025)
    • [FCA CF] Manager of certification employee (since 1 Jun 2025)
  • STIFEL EUROPE LIMITED (no longer approved here)

    FRN 178733

    • (208)[FCA CF] Client dealing (19 Feb 2025 to 1 Jun 2025)
    • (209)[FCA CF] Manager of certification employee (19 Feb 2025 to 1 Jun 2025)
    • (206)CF30 Customer (25 Sep 2023 to 18 Feb 2025)
    • (207)CF1 Director (AR) (25 Sep 2023 to 18 Feb 2025)
  • KHEPRI ADVISERS LIMITED (no longer approved here)

    FRN 692447

    • CF1 Director (AR) (13 Jan 2022 to 28 Sep 2023)
    • CF30 Customer (13 Jan 2022 to 28 Sep 2023)
  • Sapia Partners LLP (no longer approved here)

    FRN 550103

    • CF1 Director (AR) (15 Oct 2014 to 21 Jan 2022)
    • CF30 Customer (15 Oct 2014 to 21 Jan 2022)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (206)CF30 Customer at STIFEL EUROPE LIMITED

  2. controlled function added: (207)CF1 Director (AR) at STIFEL EUROPE LIMITED

  3. controlled function added: (208)[FCA CF] Client dealing at STIFEL EUROPE LIMITED

  4. controlled function added: (209)[FCA CF] Manager of certification employee at STIFEL EUROPE LIMITED