Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • [FCA CF] Manager of certification employee (4 Nov 2024 to 3 Apr 2026)
    • [FCA CF] Client dealing (4 Nov 2024 to 3 Apr 2026)
  • Morgan Stanley Bank International Limited (no longer approved here)

    FRN 195430

    • [FCA CF] Client dealing (4 Nov 2024 to 3 Apr 2026)
    • [FCA CF] Manager of certification employee (4 Nov 2024 to 3 Apr 2026)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • [FCA CF] Manager of certification employee (2 Jun 2021 to 24 Oct 2022)
    • [FCA CF] Material risk taker (10 Jul 2017 to 24 Oct 2022)
    • [PRA CF] Significant risk taker or Material risk taker (10 Jul 2017 to 24 Oct 2022)
    • [FCA CF] Client dealing (20 Dec 2016 to 24 Oct 2022)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • [FCA CF] Manager of certification employee (2 Jun 2021 to 24 Oct 2022)
    • [FCA CF] Material risk taker (18 Dec 2020 to 24 Oct 2022)
    • [PRA CF] Significant risk taker or Material risk taker (18 Dec 2020 to 24 Oct 2022)
    • [FCA CF] Client dealing (20 Dec 2016 to 24 Oct 2022)
  • Citibank Europe plc (no longer approved here)

    FRN 211646

    • [FCA CF] Manager of certification employee (2 Jun 2021 to 24 Oct 2022)
    • [PRA CF] Significant risk taker or Material risk taker (18 Dec 2020 to 24 Oct 2022)
    • [FCA CF] Material risk taker (18 Dec 2020 to 24 Oct 2022)
    • [FCA CF] Client dealing (20 Dec 2016 to 24 Oct 2022)
  • Bank of America, N.A. (no longer approved here)

    FRN 124642

    • CF30 Customer (13 Nov 2009 to 9 Feb 2016)
  • J.P. Morgan Markets Limited (no longer approved here)

    FRN 114031

    • CF30 Customer (1 Nov 2007 to 1 May 2008)
    • CF21 Investment Adviser (7 Jun 2006 to 31 Oct 2007)
    • CF26 Customer Trading (21 Feb 2006 to 7 Jun 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.