Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Manager of certification employee (4 Nov 2024 to 3 Apr 2026)
- [FCA CF] Client dealing (4 Nov 2024 to 3 Apr 2026)
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- [FCA CF] Client dealing (4 Nov 2024 to 3 Apr 2026)
- [FCA CF] Manager of certification employee (4 Nov 2024 to 3 Apr 2026)
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- [FCA CF] Manager of certification employee (2 Jun 2021 to 24 Oct 2022)
- [FCA CF] Material risk taker (10 Jul 2017 to 24 Oct 2022)
- [PRA CF] Significant risk taker or Material risk taker (10 Jul 2017 to 24 Oct 2022)
- [FCA CF] Client dealing (20 Dec 2016 to 24 Oct 2022)
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- [FCA CF] Manager of certification employee (2 Jun 2021 to 24 Oct 2022)
- [FCA CF] Material risk taker (18 Dec 2020 to 24 Oct 2022)
- [PRA CF] Significant risk taker or Material risk taker (18 Dec 2020 to 24 Oct 2022)
- [FCA CF] Client dealing (20 Dec 2016 to 24 Oct 2022)
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- [FCA CF] Manager of certification employee (2 Jun 2021 to 24 Oct 2022)
- [PRA CF] Significant risk taker or Material risk taker (18 Dec 2020 to 24 Oct 2022)
- [FCA CF] Material risk taker (18 Dec 2020 to 24 Oct 2022)
- [FCA CF] Client dealing (20 Dec 2016 to 24 Oct 2022)
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- CF30 Customer (13 Nov 2009 to 9 Feb 2016)
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- CF30 Customer (1 Nov 2007 to 1 May 2008)
- CF21 Investment Adviser (7 Jun 2006 to 31 Oct 2007)
- CF26 Customer Trading (21 Feb 2006 to 7 Jun 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.