Florent Martial Vivien Max Ghislain Vallespir

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Aviva Investors Global Services Limited
FRN 119178
- [FCA CF] Client dealing (since 15 Apr 2024)
Western Asset Management Company Limited (no longer approved here)
FRN 145930
- [FCA CF] Client dealing (9 Dec 2019 to 12 Jan 2024)
- CF30 Customer (8 Sep 2015 to 8 Dec 2019)
Societe Generale (no longer approved here)
FRN 124866
- CF30 Customer (1 Nov 2007 to 4 Apr 2014)
- CF21 Investment Adviser (23 Mar 2007 to 31 Oct 2007)
PineBridge Investments Europe Limited (no longer approved here)
FRN 122531
- CF22 Investment Adviser (Trainee) (4 Oct 2004 to 30 Aug 2006)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.