Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [PRA CF] Significant risk taker or Material risk taker (since 10 Sep 2021)
    • [FCA CF] Material risk taker (since 10 Sep 2021)
    • [FCA CF] Manager of certification employee (since 3 Jun 2021)
    • [FCA CF] Client dealing (since 5 Nov 2020)
  • Citibank, N.A.

    FRN 124704

    • [FCA CF] Material risk taker (since 10 Sep 2021)
    • [PRA CF] Significant risk taker or Material risk taker (since 10 Sep 2021)
    • [FCA CF] Manager of certification employee (since 3 Jun 2021)
    • [FCA CF] Client dealing (since 28 Apr 2021)
    • [PRA CF] Significant risk taker or Material risk taker (since 10 Sep 2021)
    • [FCA CF] Material risk taker (since 10 Sep 2021)
    • [FCA CF] Manager of certification employee (since 3 Jun 2021)
    • [FCA CF] Client dealing (since 5 Nov 2020)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • [FCA CF] Manager of certification employee (21 Feb 2020 to 23 Jul 2020)
    • [PRA CF] Significant risk taker or Material risk taker (1 Jan 2020 to 21 Oct 2020)
    • [FCA CF] Material risk taker (1 Jan 2020 to 21 Oct 2020)
    • [FCA CF] Client dealing (7 Mar 2016 to 23 Jul 2020)
    • CF30 Customer (12 Aug 2010 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

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