Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Credit Agricole Corporate and Investment Bank (no longer approved here)

    FRN 124344

    • [FCA CF] Manager of certification employee (16 Apr 2021 to 14 Aug 2022)
    • [FCA CF] Significant management (16 Apr 2021 to 14 Aug 2022)
    • [FCA CF] Material risk taker (9 Nov 2020 to 14 Aug 2022)
    • [FCA CF] Client dealing (2 Nov 2016 to 14 Aug 2022)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF30 Customer (29 Sep 2011 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

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