Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Material risk taker (since 9 May 2017)
    • [FCA CF] Manager of certification employee (since 30 Mar 2017)
    • [FCA CF] Client dealing (since 7 Mar 2016)
    • CF30 Customer (15 Nov 2007 to 6 Mar 2016)
    • [FCA CF] Material risk taker (since 9 May 2017)
    • [FCA CF] Manager of certification employee (since 30 Mar 2017)
    • [FCA CF] Client dealing (since 7 Mar 2016)
    • CF30 Customer (15 Nov 2007 to 6 Mar 2016)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF21 Investment Adviser (6 Jul 2005 to 10 Aug 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.