Florence Evelyn Elizabeth Walker

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • NORTH RIDING FINANCIAL SERVICES LIMITED

    FRN 711046

    • [FCA CF] Significant management (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] CASS oversight function (since 9 Dec 2019)
    • CF10 Compliance Oversight (1 Aug 2016 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (1 Aug 2016 to 8 Dec 2019)
    • CF1 Director (4 Jan 2016 to 8 Dec 2019)
  • North Riding Financial Services (no longer approved here)

    FRN 170981

    • (3)Employed By (28 Apr 1999 to 31 Dec 2015)

Recent activity

Updates to this individual's record on the FCA register.

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