Flavio Borri

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

BGB WESTON LIMITED
FRN 229284
- SMF14 Senior Independent Director (since 25 Jan 2023)
- CF30 Customer (1 Nov 2007 to 11 Feb 2013)
- CF27 Investment Management (23 Nov 2005 to 31 Oct 2007)
- CF1 Director (7 May 2004 to 10 May 2017)
- CF8 Apportionment and Oversight (7 May 2004 to 31 Oct 2007)
R.J. O'Brien Limited (no longer approved here)
FRN 114120
- CF21 Investment Adviser (10 Dec 2002 to 18 May 2004)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.