Fiza Ambreen Mumtaz

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

WAHED INVEST LTD
FRN 833225
- SMF3 Executive Director (since 5 Jun 2025)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 25 Jul 2024)
- SMF16 Compliance Oversight (since 25 Jul 2024)
Lighthouse Advisory Services Limited (no longer approved here)
FRN 195199
- CF30 Customer (15 Sep 2017 to 25 Feb 2019)
St. James's Place Wealth Management Plc (no longer approved here)
FRN 195351
- CF30 Customer (28 May 2012 to 18 Aug 2017)
Clearwater Wealth Management (no longer approved here)
FRN 401714
- Employed By (28 May 2012 to 18 Aug 2017)
Bank of Scotland plc (no longer approved here)
FRN 169628
- CF30 Customer (1 Nov 2007 to 1 Apr 2009)
- CF22 Investment Adviser (Trainee) (17 Sep 2007 to 31 Oct 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.