Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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HSBC Bank Plc
FRN 114216
- [FCA CF] Significant management (since 30 Sep 2025)
- [PRA CF] Significant risk taker or Material risk taker (since 27 Sep 2025)
- [FCA CF] Manager of certification employee (since 27 Sep 2025)
- [PRA CF] Managing a material risk taker (since 28 Feb 2024)
- [PRA CF] Significant risk taker or Material risk taker (14 Feb 2024 to 26 Sep 2025)
- [PRA CF] Managing a material risk taker (13 Jul 2023 to 17 Jan 2024)
- [FCA CF] Manager of certification employee (29 Jun 2023 to 26 Sep 2025)
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HSBC UK Bank Plc
FRN 765112
- [FCA CF] Significant management (since 30 Sep 2025)
- [FCA CF] Manager of certification employee (since 27 Sep 2025)
- [PRA CF] Significant risk taker or Material risk taker (since 27 Sep 2025)
- [PRA CF] Managing a material risk taker (since 28 Feb 2024)
- [PRA CF] Significant risk taker or Material risk taker (14 Feb 2024 to 26 Sep 2025)
- [PRA CF] Managing a material risk taker (13 Jul 2023 to 17 Jan 2024)
- [FCA CF] Manager of certification employee (29 Jun 2023 to 10 Jan 2024)
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- [PRA CF] Significant risk taker or Material risk taker (17 Jun 2021 to 9 Sep 2021)
- [FCA CF] Material risk taker (17 Jun 2021 to 9 Sep 2021)
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- [PRA CF] Significant risk taker or Material risk taker (17 Jun 2021 to 20 Mar 2023)
- [FCA CF] Material risk taker (17 Jun 2021 to 20 Mar 2023)
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- [PRA CF] Significant risk taker or Material risk taker (17 Jun 2021 to 20 Mar 2023)
- [FCA CF] Material risk taker (17 Jun 2021 to 20 Mar 2023)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.