Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc

    FRN 114216

    • [FCA CF] Significant management (since 30 Sep 2025)
    • [PRA CF] Significant risk taker or Material risk taker (since 27 Sep 2025)
    • [FCA CF] Manager of certification employee (since 27 Sep 2025)
    • [PRA CF] Managing a material risk taker (since 28 Feb 2024)
    • [PRA CF] Significant risk taker or Material risk taker (14 Feb 2024 to 26 Sep 2025)
    • [PRA CF] Managing a material risk taker (13 Jul 2023 to 17 Jan 2024)
    • [FCA CF] Manager of certification employee (29 Jun 2023 to 26 Sep 2025)
    • [FCA CF] Significant management (since 30 Sep 2025)
    • [FCA CF] Manager of certification employee (since 27 Sep 2025)
    • [PRA CF] Significant risk taker or Material risk taker (since 27 Sep 2025)
    • [PRA CF] Managing a material risk taker (since 28 Feb 2024)
    • [PRA CF] Significant risk taker or Material risk taker (14 Feb 2024 to 26 Sep 2025)
    • [PRA CF] Managing a material risk taker (13 Jul 2023 to 17 Jan 2024)
    • [FCA CF] Manager of certification employee (29 Jun 2023 to 10 Jan 2024)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • [PRA CF] Significant risk taker or Material risk taker (17 Jun 2021 to 9 Sep 2021)
    • [FCA CF] Material risk taker (17 Jun 2021 to 9 Sep 2021)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • [PRA CF] Significant risk taker or Material risk taker (17 Jun 2021 to 20 Mar 2023)
    • [FCA CF] Material risk taker (17 Jun 2021 to 20 Mar 2023)
  • Citibank Europe plc (no longer approved here)

    FRN 211646

    • [PRA CF] Significant risk taker or Material risk taker (17 Jun 2021 to 20 Mar 2023)
    • [FCA CF] Material risk taker (17 Jun 2021 to 20 Mar 2023)

Recent activity

Updates to this individual's record on the FCA register.

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