Fiona Teresa Bassett

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

FTSE International Limited
FRN 796803
- SMF1 Chief Executive (since 28 Sep 2023)
- SMF3 Executive Director (since 28 Sep 2023)
DWS Investments UK Limited (no longer approved here)
FRN 429806
- SMF1 Chief Executive (21 Oct 2020 to 13 Jun 2023)
- SMF3 Executive Director (21 Oct 2020 to 9 Jun 2023)
Deutsche Bank AG (no longer approved here)
FRN 150018
- CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- CF21 Investment Adviser (30 Dec 2004 to 31 Oct 2007)
NatWest Markets Plc (no longer approved here)
FRN 121882
- CF21 Investment Adviser (1 Dec 2001 to 11 Aug 2004)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.