Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Mercer Limited (no longer approved here)

    FRN 121935

    • Responsible for Insurance Distribution (1 Oct 2018 to 9 Jul 2019)
    • CF1 Director (11 Dec 2012 to 9 Jul 2019)
    • CF3 Chief Executive (11 Dec 2012 to 9 Jul 2019)
    • Responsible for Insurance Mediation (11 Dec 2012 to 30 Sep 2018)
    • CF29 Significant management (10 Mar 2011 to 1 Jul 2011)
    • CF30 Customer (1 Nov 2007 to 20 Feb 2014)
    • CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 31 Dec 2004)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.