Fiona Rachael Amanda Thompson

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • LWM10 LTD

    FRN 458204

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 1 Aug 2024)
    • [FCA CF] Functions requiring qualifications (since 1 Aug 2024)
  • FUTURES ASSURED LIMITED (no longer approved here)

    FRN 441384

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 17 Jul 2024)
    • [FCA CF] Client dealing (9 Dec 2019 to 17 Jul 2024)
    • CF30 Customer (5 Mar 2010 to 8 Dec 2019)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF21 Investment Adviser (7 Jan 2003 to 30 Apr 2004)
    • CF22 Investment Adviser (Trainee) (4 Apr 2002 to 7 Jan 2003)

Recent activity

Updates to this individual's record on the FCA register.

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