Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • 2 Plan Wealth Management Limited (no longer approved here)

    FRN 461598

    • [FCA CF] Client dealing (13 Apr 2023 to 8 Jun 2023)
    • [FCA CF] Functions requiring qualifications (13 Apr 2023 to 8 Jun 2023)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 18 Mar 2021)
    • CF30 Customer (21 Dec 2007 to 18 Mar 2021)
  • Quilter Mortgage Planning Limited (no longer approved here)

    FRN 440718

    • CF1 Director (AR) (6 Dec 2006 to 12 Dec 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.