Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 14. Managing investments
    • [FCA CF] Client dealing (since 1 Mar 2023)
    • [FCA CF] Manager of certification employee (since 1 Dec 2021)
    • [FCA CF] Functions requiring qualifications (since 4 Nov 2019)
    • [PRA CF] Significant risk taker or Material risk taker (14 Feb 2022 to 27 Oct 2022)
  • Anderson Strathern Asset Management Limited (no longer approved here)

    FRN 552925

    • CF30 Customer (31 Aug 2017 to 1 Oct 2019)
  • abrdn Investments Limited (no longer approved here)

    FRN 121891

    • CF30 Customer (1 Nov 2007 to 6 Mar 2017)
    • CF27 Investment Management (3 Feb 2004 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.