Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Manager of certification employee (since 1 Oct 2022)
    • [FCA CF] Material risk taker (since 8 Jul 2020)
    • [FCA CF] Client dealing (since 8 Jul 2020)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF27 Investment Management (22 Apr 2005 to 31 Oct 2007)
    • CF21 Investment Adviser (18 Aug 2003 to 31 Oct 2007)
    • [FCA CF] Manager of certification employee (since 1 Oct 2022)
    • [FCA CF] Client dealing (since 8 Jul 2020)
    • [FCA CF] Material risk taker (8 Jul 2020 to 1 Mar 2024)
    • CF30 Customer (26 Feb 2014 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.