Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • PREMIER FUND MANAGERS LIMITED (no longer approved here)

    FRN 143097

    • [FCA CF] Client dealing (30 Aug 2022 to 13 Jun 2025)
    • [FCA CF] Manager of certification employee (30 Aug 2022 to 18 Aug 2023)
    • [FCA CF] Material risk taker (30 Aug 2022 to 9 Dec 2024)
  • abrdn Investments Limited (no longer approved here)

    FRN 121891

    • [FCA CF] Manager of certification employee (1 Feb 2022 to 16 Jun 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 16 Jun 2022)
    • [FCA CF] Material risk taker (9 Dec 2019 to 16 Jun 2022)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF27 Investment Management (29 Aug 2006 to 31 Oct 2007)
  • abrdn Investment Management Limited (no longer approved here)

    FRN 188406

    • [FCA CF] Manager of certification employee (1 Feb 2022 to 16 Jun 2022)
    • [FCA CF] Material risk taker (9 Dec 2019 to 16 Jun 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 16 Jun 2022)
    • CF30 Customer (4 Apr 2018 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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