Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 15 Jun 2020)
    • [FCA CF] Functions requiring qualifications (since 15 Jun 2020)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (21 Jan 2011 to 11 Nov 2012)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF30 Customer (27 Jan 2009 to 24 Feb 2011)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.