Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Close Brothers Limited
FRN 124750
- SMF3 Executive Director (since 28 Aug 2025)
- SMF2 Chief Finance (since 3 Apr 2025)
- [FCA CF] Manager of certification employee (24 Sep 2024 to 3 Apr 2025)
- [FCA CF] Significant management (24 Sep 2024 to 3 Apr 2025)
- [FCA CF] Material risk taker (1 Nov 2021 to 3 Apr 2025)
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NOVITAS LOANS LIMITED
FRN 716962
- (10)[FCA CF] Material risk taker (since 19 Dec 2024)
- (11)[FCA CF] Significant management (since 19 Dec 2024)
- (25)[FCA CF] Manager of certification employee (19 Dec 2024 to 3 Apr 2025)
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- CF28 Systems and controls (1 Jul 2009 to 9 Dec 2009)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function removed: [FCA CF] Material risk taker at NOVITAS LOANS LIMITED
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controlled function removed: [FCA CF] Significant management at NOVITAS LOANS LIMITED
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controlled function added: (25)[FCA CF] Manager of certification employee at NOVITAS LOANS LIMITED
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controlled function added: (10)[FCA CF] Material risk taker at NOVITAS LOANS LIMITED
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controlled function added: (11)[FCA CF] Significant management at NOVITAS LOANS LIMITED