Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF30 Customer (23 Sep 2013 to 19 Sep 2018)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (1 Nov 2007 to 11 Nov 2012)
    • CF21 Investment Adviser (17 Sep 2007 to 31 Oct 2007)
  • TSB Bank plc (no longer approved here)

    FRN 191240

    • CF21 Investment Adviser (2 Sep 2003 to 17 Dec 2004)
    • CF22 Investment Adviser (Trainee) (17 Sep 2002 to 2 Sep 2003)
  • Prudential International Assurance Plc (no longer approved here)

    FRN 170672

    • CF21 Investment Adviser (1 Dec 2001 to 7 Aug 2003)

Recent activity

Updates to this individual's record on the FCA register.

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