Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Morgan Stanley Investment Management Limited
FRN 121920
- SMF18 Other Overall Responsibility (since 17 Jul 2025)
- SMF3 Executive Director (9 Dec 2019 to 17 Jul 2025)
- CF1 Director (6 Dec 2019 to 8 Dec 2019)
- CF2 Non Executive Director (10 Jan 2018 to 6 Dec 2019)
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Morgan Stanley & Co. International Plc
FRN 165935
- [FCA CF] Material risk taker (since 7 Mar 2024)
- [FCA CF] Manager of certification employee (since 7 Mar 2024)
- SMF18 Other Overall Responsibility (since 5 Jul 2017)
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Morgan Stanley Bank International Limited
FRN 195430
- [FCA CF] Material risk taker (since 7 Mar 2024)
- [FCA CF] Manager of certification employee (since 7 Mar 2024)
- SMF18 Other Overall Responsibility (since 5 Jul 2017)
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- [FCA CF] Material risk taker (since 7 Mar 2024)
- [FCA CF] Significant management (since 7 Mar 2020)
- [FCA CF] Manager of certification employee (since 7 Mar 2020)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.