Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • GAM London Limited (no longer approved here)

    FRN 122330

    • CF10 Compliance Oversight (5 Feb 2004 to 31 Jan 2008)
    • CF11 Money Laundering Reporting (5 Feb 2004 to 31 Jan 2008)
  • GAM INTERNATIONAL MANAGEMENT LIMITED (no longer approved here)

    FRN 122331

    • CF10 Compliance Oversight (5 Feb 2004 to 31 Jan 2008)
    • CF11 Money Laundering Reporting (5 Feb 2004 to 31 Jan 2008)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.