Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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St. James's Place Wealth Management Plc
FRN 195351
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 4 Jul 2025)
- CF1 Director (AR) (since 4 Jul 2025)
- CF30 Customer (since 4 Jul 2025)
- CF30 Customer (4 Nov 2023 to 14 Apr 2025)
- Appointed representative dealing with clients for which they require qualification (19 Jun 2023 to 14 Apr 2025)
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Whittet Wealth Management Ltd
FRN 1036926
- Employed By (since 4 Jul 2025)
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- (2)Employed By (4 Nov 2023 to 14 Apr 2025)
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- [FCA CF] Functions requiring qualifications (1 Jul 2022 to 2 Jun 2023)
Recent activity
Updates to this individual's record on the FCA register.
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