Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF1 Chief Executive (10 Jan 2025 to 31 Dec 2025)
- SMF3 Executive Director (24 Jul 2024 to 10 Jan 2025)
- SMF18 Other Overall Responsibility (17 May 2019 to 1 Nov 2024)
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- SMF19 Head of Overseas Branch/Head of Overseas (5 Apr 2023 to 31 Dec 2025)
- SMF22 Other Local Responsibility (8 Mar 2022 to 5 Apr 2023)
- SMF21 EEA Branch Senior Manager (EBSM) (17 Jun 2016 to 8 Mar 2022)
- CF10a CASS Oversight function (29 Oct 2015 to 6 Mar 2016)
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- SMF18 Other Overall Responsibility (7 Mar 2016 to 1 Nov 2024)
- CF10a CASS Oversight function (29 Oct 2015 to 6 Mar 2016)
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- SMF22 Other Local Responsibility (7 Mar 2016 to 1 Nov 2024)
- CF10a CASS Oversight function (29 Oct 2015 to 6 Mar 2016)
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- CF10a CASS Oversight function (8 Sep 2014 to 31 Jul 2015)
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- CF10a CASS Oversight function (2 Apr 2013 to 31 Jul 2015)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.