Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Lloyds Bank PLC
FRN 119278
- [FCA CF] Client dealing (since 20 Mar 2026)
- [FCA CF] Client dealing (9 Oct 2020 to 8 Jan 2021)
- CF30 Customer (14 Dec 2015 to 6 Mar 2016)
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Bank of Scotland plc
FRN 169628
- [FCA CF] Client dealing (since 20 Mar 2026)
- [FCA CF] Client dealing (9 Oct 2020 to 8 Jan 2021)
- CF30 Customer (14 Dec 2015 to 6 Mar 2016)
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- [FCA CF] Client dealing (1 Aug 2017 to 17 Mar 2020)
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- CF30 Customer (1 Nov 2007 to 8 Sep 2015)
- CF21 Investment Adviser (19 Jan 2006 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (1 Aug 2005 to 18 Jan 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.